Legal Opinions
Year 2005
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05-90000335-NA006 6/8/2005 |
ARKANSAS SECURITY CAPITAL CORPORATION Request that no action to enforce registration provisions according to the Act with respect to proposed transactions to purchase 1,410,000 shares of Arkansas Security Capital Corporation from existing shareholders. |
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05-90000333-NA004 4/19/2005 |
BANCORPSOUTH INVESTMENT SERVICES, INC. & AHA SERVICES, INC. Request that no action be taken against AHA Services, Inc. for engaging in certain activities without registration under Ark. Code Ann. § 23-42-101. |
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05-90000332-NA003 3/29/2005 |
HEARTLAND PHARMACY ALLIANCE ASSOCIATES, INC. Request that no-action letter be issued determining that the Class A and Class B Certificates of Membership in HPAA are not securities within the meaning of the Arkansas Securities Act. |
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05-90000331-NA002 3/8/2005 |
Request that Interpretive Opinion or No-Action Letter be issued in regards to proposed issuance of shares. The staff provides recommendations based on Ark. Code Ann. § 23-42-102(13)(B)(iv). |
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