Administrative Orders
Year 2000
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00-065-S 12/6/2000 |
GUS BLASS, II Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8). |
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00-063-M 11/29/2000 |
A-1 MORTGAGE COMPANY ROGERS, ARKANSAS Revocation of exemption from registration. |
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00-064-S 11/28/2000 |
EASTERN ENERGY CORPORATION, JOE STANLEY, BILL CHAMPION, MARK KROMAN AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THAT ENTITY OR THOSE PERSONS Cease and Desist Order. |
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00-062-S 11/22/2000 |
HALO SPARK PLUG, INC. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
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00-061-S 11/16/2000 |
FEDEX CORPORATION AND FDX, INC. Order exempting takeover offer pursuant to Ark. Code Ann. § 23-43-108(c). |
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00-058-S 11/2/2000 |
SCOTT L. HORRELL OUACHITA CAPITAL, LLC Order excluding individual and corporation from investment adviser definition pursuant to Ark. Code Ann. § 23-42-102(8)(F). |
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00-060-S 11/1/2000 |
AMERICAN DATA NETWORK, LLC Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
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00-059-S 11/1/2000 |
STEPKA & ASSOCIATES, INC. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
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00-057-S 10/24/2000 |
L. DALE SIDWELL, D/B/A AMERICAN CONSULTANTS AND 3-D LIMITED, INC. Cease and Desist Order. |
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00-055-M 10/20/2000 |
TRUTH FINANCIAL SERVICES, INC., EMZIE HULETTY, FOUNDER & CEO, LARRY EGGETT, PRESIDENT, DOROTHY HULETTY, SECRETARY/TREASURER; H & H PROPERTY MANAGEMENT, INC., MIGUEL HAMILTON; TRUTH MANAGEMENT SERVICES.COM; MITCHELL MORTGAGE COMPANY, AND ITS AGENTS Cease and Desist Order. |
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00-056-S 10/20/2000 |
CWK NETWORK, INC. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
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00-052-S 9/25/2000 |
CUSTOM SIGN & NEON, INC. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
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00-051-S 9/22/2000 |
LAWRENCE A. WASCHKA, JR. INNOVATIVE INSIGHTS MANAGEMENT, LLC Order excluding individual and corporation from investment adviser definition pursuant to Ark. Code Ann. § 23-42-102(8)(F). |
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00-050-S 9/14/2000 |
HEARTLAND PHARMACY ALLIANCE, LLC Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9). |
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00-049-S 9/11/2000 |
BALE AUTOMOTIVE, LLC D/B/A BALE TOYOTA Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
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00-047-S 9/7/2000 |
WESTMINISTER HOLDINGS, LTD., ROBERT HAMMERSTEIN, DONOVAN C. DOUGLAS, COMPCLUBCASINO.COM, INC., AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH ANY OF THOSE ENTITIES OR PERSONS Cease and Desist Order and denial of exemptions. |
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00-048-S 9/6/2000 |
GUS BLASS, III Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8). |
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00-046-S 8/25/2000 |
SOUND-CRAFT SYSTEMS, INC. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. 23-42-504(a)(12). |
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00-042-S 8/23/2000 |
EXEMPTION FOR OFFERS AND SALES OF SECURITIES PURSUANT TO CERTAIN COMPENSATORY BENEFIT PLANS
Order providing an exemption from registration pursuant to Ark. Code Ann. § 23-42-503(a)(8). |
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00-045-S 8/22/2000 |
KANSAS CITY LIFE INSURANCE COMPANY Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
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00-044-S 8/21/2000 |
CRAFTON, TULL & ASSOCIATES, INC. Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9). |
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00-043-S 8/16/2000 |
CATHOLIC UNITED INVESTMENT TRUST Order extending exemption period pursuant to Ark. Code Ann. § 23-42-503(d)(4). |
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00-041-S 8/14/2000 |
ADVANTAGE LAWN & LANDSCAPE, INC. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
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00-040-S 8/2/2000 |
MARC A. LEE WOOD FOREST ASSOCIATES, LLC Order excluding individual and corporation from investment adviser definition pursuant to Ark. Code Ann. § 23-42-102(8)(F). |
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00-038-S 7/21/2000 |
CHEM-FAB CORPORATION, AIRBORNE SUPPLY, INC., AIRBORNE NACELLE SERVICES, INC., AND FRS PROPERTIES Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
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00-039-S 7/21/2000 |
PRESS PROMOTIONS, INC. Order providing a transactional exeption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
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00-037-S 7/7/2000 |
STEVEN CHARLES SIGNER AND EBI SECURITIES CORPORATION Scheduling Order. |
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00-036-S 6/29/2000 |
STEPHENS INVESTMENT PARTNERS 2000 LLC; STEPHENS INVESTMENT PARTNERS 2000B LLC; AND STEPHENS INVESTMENT PARTNERS 2000C LLC Order providing a waiver of the number of purchasers pursuant to Ark. Code Ann. § 23-42-504(a)(9). |
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00-035-S 6/26/2000 |
MICHEAL L. HARMON; PINNANCLE VENTURES, LLC; AND G.M.S. INTERNATIONAL, INC. Order directing investigation and empowering officer pursuant to Ark. Code Ann. § 23-42-205. |
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00-015-S 6/2/2000 |
INTERNATIONAL COSMETIC COMPANY, RICHARD ATTAS, PHILIP LEITNER AND ALL PERSONS IN CONTROL OF, EMPLOYED BY OR OTHERWISE AFFILIATED WITH THOSE PERSONS OR ENTITIES Amended and substituted Cease and Desist Order. |
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00-033-S 5/16/2000 |
RUSSELL & ROBERTS, LTD. Order providing a transactional exeption from registraton pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
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00-032-S 5/9/2000 |
ELECTRONIC CHECK SYSTEMS, INC. Order providing transactional exemption form registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
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00-022-S 4/28/2000 |
HALO SPARK PLUG, INC., JAMES E. JOHNSON, PRESIDENT, CHIEF EXECUTIVE OFFICER & CHAIRMAN OF THE BOARD, EVA LOU JOHNSON, SECRETARY & TREASURER, AND CHARLES R. ("RUSS") RASNIC, CHEIF OPERATING OFFICER AND GENERAL MANAGER Cease and Desist Order. |
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00-021-S 4/27/2000 |
DAVID ALLEN MULLENAX AND ROBERT MABRY MULLENAX D/B/A MULLENAX FINANCIAL GROUP Consent Order. |
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00-010-S 4/26/2000 |
SATELLITE PARTNERS, INC., VIRTUAL VEGAS, LLC, RON BENSON, RICHARD HINES, STUART SMITH, RON CARTER AND ALL PERSONS EMPLOYEED BY OR OTHERWISE AFFILIATED WITH THOSE ENTITIES OR THOSE PERSONS Cease and Desist Order. |
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00-020-S 4/21/2000 |
WARD'S ASBESTOS REMOVAL, INC. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
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00-016-S 4/20/2000 |
THE U.S. CHARITABLE GIFT FUND - HIGH YIELD POOLED INCOME FUND Order extending exemption period pursuant to Ark. Code Ann. § 23-42-503(d)(4). |
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00-019-S 4/20/2000 |
THE U.S. CHARITABLE GIFT FUND - DONOR ADVISED FUNDS SECURITIES Order exetending exemption period pursuant to Ark. Code Ann. § 23-42-503(d)(4). |
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00-018-S 4/20/2000 |
THE U.S. CHARITABLE GIFT FUND - INCOME POOLED INCOME FUND Order extending exemption period pursuant to Ark. Code Ann. § 23-42-503(d)(4). |
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00-017-S 4/20/2000 |
THE U.S. CHARITABLE GIFT FUND - GROWTH & INCOME POOLED INCOME FUND Order extending exemption period pursuant to Ark. Code Ann. § 23-42-503(d)(4). |
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00-009-S 4/13/2000 |
ELDON ENERGY, INC., OUTBACK PETROLEUM, INC., CECIL J. "JIM" HARVEY, BARRY S. HARVEY, RICH JACKSON A/K/A RICK JACKSON, STEPHEN P. FULLER AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THOSE ENTITIES OR THOSE PERSONS Cease and Desist Order. Sale of unregistered working interest in natural gas well. |
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00-007-S 4/13/2000 |
CADDO RESOURCES, LTD., CADDO OPERATING, INC., RICHARD W. MCFARLAND, GLEN GIBSON AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THAT ENTITY OR THOSE PERSONS Cease and Desist Order. Sale of unregistered working interest in natural gas well. |
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00-014-S 4/7/2000 |
EREUNAO OIL & GAS, INC., EREUNAO ROYALTY FUND, CHARLES M. FIFE, JR., PRESIDENT AND CHIEF EXECUTIVE OFFICER, SHAWN MARCELL, GREG WRIGHT AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THOSE ENTITIES OR THOSE PERSONS Cease and Desist Order. Offer of unregistered units in a general partnership. Oil and gas royalty fund. |
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00-013-S 4/7/2000 |
@HAND MEDICAL TECHNOLOGIES Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
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00-012-S 3/31/2000 |
NEW CHINA RESTAURANT, INC. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
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00-011-S 3/31/2000 |
TURFMASTER, INC. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. 23-42-504(a)(12). |
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00-008-S 3/20/2000 |
SIGMA PLASTICS, CORP. AND BEATY & GILLSON HOLDING, LLC Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
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00-006-S 2/29/2000 |
MAWENZI RESOURCES LIMITED Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9). |
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00-005-S 2/28/2000 |
AUTOLOGOUS WOUND THERAPY, INC. Order directing investigation and empowering officers pursuant to Ark. Code Ann. § 23-42-205. |
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00-004-S 2/16/2000 |
AGRICULTURAL RISK MANAGEMENT COOPERATIVE, INC. Order extending exemption period pursuant to Ark. Code Ann. § 23-42-503(d)(4). |
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00-003-S 2/11/2000 |
CONTECH HOLDINGS CORPORATION Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9). |
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00-002-S 2/4/2000 |
HEALTH DATA SERVICES Order providing a transactiolnal exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
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00-001-S 1/19/2000 |
MEDICAL SERVICE CENTER OF HOT SPRINGS, LLC Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9). |
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