02-026-S-02-CO01
12/26/2002
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DEE POWELL D/B/A EASY BAND TO BOW
|
02-80001389-OR004
12/13/2002
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CRAFTON, TULL & ASSOCIATES
Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9). |
02-80004212-OR003
12/10/2002
|
GUS BLASS, II
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8). |
C-02-032-02-CD01
11/22/2002
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COMMUNITY HOME MORTGAGE CORPORATION D/B/A COMMUNITY MORTGAGE FUNDING CORPORATION MELLVILLE, NY
Cease and Desist Order and revocation of mortgage loan company exemption from registration pursuant to Ark. Code Ann. § 23-39-306(a)(4). |
C-02-031-02-CD01
11/18/2002
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FIRST MORTGAGE CORPORATION
Cease and Desist Order and revocation of mortgage loan company registration certificate. |
C-02-030-02-CD01
11/18/2002
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UNION MORTGAGE, INC. D/B/A PIONEER MORTGAGE
Cease and Desist Order and revocation of mortgage loan company registration certificate. |
S-02-033-02-CO01
11/4/2002
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MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
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S-02-011-02-FO01
10/28/2002
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GOLF ENTERTAINMENT, INC.; D/B/A/ SIENNA BROADCASTING INC.; DR. TIM BROOKER, FORMER DIRECTOR AND CEO; JOHN DODGE, GENERAL COUNSEL AND SENIOR VICE-PRESIDENT; JIM BOLT, CHIEF OPERATING OFFICER AND VICE-PRESIDENT; RONALD G. FARRELL, FORMER CEO AND BOARD MEMBER; THE GENESIS TRUST; MEL ROBINSON, TRUSTEE; CHARLES M. RUSK, MANAGING TRUSTEE
Final Order affirming Order No. S-02-011-02-CD02. |
S-02-026-02-CD01
10/17/2002
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MACE DAVID HOWELL
|
S-02-026-02-OR01
10/15/2002
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MACE DAVID HOWELL
Order directing investigation and empowering officers pursuant to Ark. Code Ann. § 23-42-205. |
02-025-S
10/10/2002
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AN EXEMPTION FOR OFFERS AND SALES OF SECURITIES OF CERTAIN CHARITABLE FUNDS MAINTAINED BY CHARITABLE ORGANIZATIONS AND OTHER MATTERS
Order providing an exemption from registration. |
02-024-S
9/24/2002
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J&R CONSTRUCTION & EXCAVATION, INC.
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
02-023-S
9/20/2002
|
GUS BLASS, III
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8). |
S-02-011-02-CD02
9/17/2002
|
GOLF ENTERTAINMENT, INC., D.B.A SIENNA BROADCASTING INC., DR. TIM BROOKER, FORMER DIRECTOR AND CEO; JOHN DODGE, GENERAL COUNSEL AND SENIOR VICE PRESIDENT; JIM BOLT, CHIEF OPERATING OFFICER AND VICE PRESIDENT; RONALD G. FARRELL, FORMER CEO AND BOARD MEMBER; THE GENESIS TRUST; MEL ROBINSON, TRUSTEE; CHARLES M. RUSK, MANAGING TRUSTEE
First Amended Cease and Desist Order. |
S-02-011-02-CD01
9/10/2002
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GOLF ENTERTAINMENT, INC., D/B/A SIENNA BROADCASTING INC., DR. TIM BROOKER, FORMER DIRECTOR AND CEO; JOHN DODGE, GENERAL COUNSEL AND SENIOR VICE PRESIDENT; JIM BOLT, CHIEF OPERATING OFFICER AND VICE PRESIDENT; RONALD G. FARRELL, FORMER CEO AND BOARD MEMBER; THE GENESIS TRUST; MEL ROBINSON, TRUSTEE; CHARLES M. RUSK, MANAGING TRUSTEE
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C-02-003-02-CD01
8/29/2002
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RILEY FINANCIAL GROUP CORPORATION
D/B/A RILEY FINANCIAL GROUP
Cease and Desist Order and revocation of mortgage loan company exemption from registration pursuant to Ark. Code Ann. § 23-39-306(a)(4). |
S-02-011-02-OI01
8/29/2002
|
GOLF ENTERTAINMENT, INC., D/B/A SIENNA BROADCASTING INC., DR. TIM BROOKER, FORMER DIRECTOR AND CEO; JOHN DODGE, GENERAL COUNSEL AND SENIOR VICE PRESIDENT; JIM BOLT, CHIEF OPERATING OFFICER AND VICE PRESIDENT; RONALD G. FARRELL, FORMER CEO AND BOARD MEMBER; THE GENESIS TRUST; MEL ROBINSON, TRUSTEE; CHARLES M. RUSK, MANAGING TRUSTEE
Order directing investigation and empowering officers pursuant to Ark. Code Ann. 23-42-205. |
02-022-S
6/26/2002
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AIRWAYS FREIGHT CORPORATION
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
02-021-S
6/21/2002
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ENERGY CONSULTANTS, MEL FIELDS, BILL MILLER, ARK-LA-TEX CONSULTING CO., L.L.C. EUGENE FARR, MICHAEL FARR AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THOSE ENTITIES OR THOSE PERSONS
|
02-020-S
6/3/2002
|
BARRY L. EMIGH
Final Order affirming Cease and Desist Order 02-018-S. |
02-018-S
6/3/2002
|
BARRY EMIGH
|
02-017-M
5/30/2002
|
JAMES H. CARTER
Cease and Desist Order and Order Granting Stay of Proceeding. |
02-016-S
5/28/2002
|
AFCO STEEL, INC.
Order providing a transactional exemption pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
02-011-S
4/5/2002
|
STARCASH, INC., A/K/A STARCASH ONLINE.COM, JEANNE LECLERCQ, A/K/A JEANNE LECLERCY, INFINITY CONSULTING SERVICES, INC., ONE TRADE CORPORATION, FIORI TEDESCO, FRED KAPP AND LENNY BIERSTEIN AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THOSE ENTITIES OR THOSE PERSONS
Cease an Desist Order pertaining to the offer or sale of unregistered securities. |
02-013-S
4/5/2002
|
ACE PAYDAY PLUS, LLC, ACE PAYDAY MANAGEMENT, INC., JAMES L. BIANCO, MIKE MARINO, MARSHALL CHILTON, CHESTER I. POTASH, WINDFALL VENTURES OF NEVIS, INC., JOE TAVAREZ and ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THOSE ENTITIES OR THOSE PERSONS
Cease and Desist Order pertaining to the offer or sale of unregistered securities. |
02-012-S
4/5/2002
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CASHIER INC./CAN-STOP LTD., THOMAS GRAVES, PRESIDENT, KEVIN CALDWELL, S&J FUNDING, INC., STEPHEN LECOMTE, PRESIDENT, CHRIS JONES, AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THOSE ENTITIES OR THOSE PERSONS
Cease and Desist Order pertaining to the offer or sale of unregistered securities. |
02-010-M
4/3/2002
|
FIRST HOME LOANS, INC.
LICENSE # 1274-01-R
Order revoking registration. |
02-008-S
3/28/2002
|
THE ARC PROJECT, INC.
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
02-007-M
3/18/2002
|
FREEDOM FINANCIAL SERVICES, INC.
Cease and Desist Order and revocation of mortgage loan company exemption from registration pursuant to Ark. Code Ann. § 23-39-306(a)(4). |
02-006-S
2/26/2002
|
ARKCO MACHINE PRODUCTS, INC.
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
02-004-S
1/16/2002
|
ARKANSAS SPINE & JOINT HOSPITAL, L.L.C. AND LAND SOLUTIONS, L.L.C.
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
02-003-M
1/4/2002
|
VANTEQ MORTGAGE ADVISORS, INC.
Cease and Desist Order pertaining to failure to maintain required Surety Bond pursuant to Ark. Code Ann. 23-39-304. |
02-001-S
1/2/2002
|
CORPORATE BENEFITS SOLUTIONS, INC
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). |
