Arkansas Securities Department

Consent Order entered in connection with Signature's late filing of a financial statement with the Department.

Consent Order entered in connection with violations of the Arkansas Fair Mortgage Lending Act pertaining to unlicensed mortgage loan activity.

Consent Order entered in connection with the failure to supervise a mortgage loan offiicer employed by Southern Mortgage Company of Arkansas.

An order issued after a hearing on cease and desist order No. S-08-043-08-CD01, issued on May 23, 2008.  As to the Respondents Timothy Alonza Lilly, David Larry Puckett and First Fidelity Financial Group of Maumelle, LLC, the order is affirmed.  As to the Respondent Joe A. Richards the order is vacated.

Consent Order entered in connection with violations of the Arkansas Fair Mortgage Lending Act pertaining to unlicensed mortgage loan activity.

Consent Order entered in connection with Community Home Financial Services, Inc.'s late filing of an audited financial statement with the Department.

Consent Order entered in connection with violations of the Arkansas Fair Mortgage Lending Act pertaining to unlicensed mortgage loan activity.

Order finding that the respondents acted as an investment adviser by Powell's action as an agent of Powell & Drees, Inc. of advising investors as to whether to liquidate or retain securities for a fee and ordering that the respondents cease and desist from such activity.

Order affirming the cease and desist order entered on June 2, 2009.

Order directing Peoples Homes Builders, Inc., People Home Builders Corp. and King James Pridgeon to cease and desist from offering and/or selling unregistered securities in Arkansas until properly registered.

Consent Order entered in connection with Home Servicing, LLC's late filing of an audited financial statement with the Department.

Order Summarily Suspending Mortgage Banker License of Taylor, Bean & Whitaker Mortgage Corp.

Consent Order entered in connection with Premier's late filing of a fiancial statement with the Department.

Consent Order entered in connection with violations of the Arkansas Fair Mortgage Lending Act pertaining to inflating the borrower's income on mortgage loan applications.

Order prescribing surety bond requirements under the Fair Mortgage Lending Act pursuant to Section 11 of Act 731 of 2009.

Consent Order entered in connection with violations of the Arkansas Fair Mortgage Lending Act pertaining to unlicensed mortgage loan activity.

Consent Order entered in connection with violations of the Arkansas Fair Mortgage Lending Act pertaining to unlicensed mortgage loan activity.

Consent Order entered in connection with a violation of the Arkansas Securities Act pertaining to the sell of unregistered securities.

Order summarily suspending the license of Residential Loan Center of America, Inc. alleging that the company failed to maintain a surety bond as required by Fair Mortgage Lending Act ("Act"),  Ark. Code Ann. §§ 23-39-501 through 23-39-518.

Order directing 21st Century Legal Services, Inc., Sandy Ayala a/k/a Sandi Ayala, and Micheal Herried to immediately cease and desist from all mortgage loan activity in Arkansas until properly licensed.

Order directing Ensurapet, Inc., F/K/A Vsurance, Inc., W. Russell Smith, John Mathis Lile, III, Robert Morgan Pile, and Jay W. Davidson to cease and desist from the offering and or sale of unregistered securities as well as the sale of securities by an unregistered agent, William Russell Smith.

Order finding that John W. Rustin, Jr. had sold unregistered securities and committed securities fraud and ordering him to cease and desist from such activities.

Order directing Greenleaf Comapnies, LLC, Eric C. Gagepain and Misty Perkins to cease and desist from offering and/or selling unregistered securities in Arkansas and from using fraudulent statements in the offering and/or sale of unregistered secuities.

Order issued against William O. Hall to cease and desist from all mortgage loan brokering activities in Arkansas until properly licensed.

Consent Order entered against Landan K. Mitchell revoking his loan officer license, preventing the ability to apply and employment with a mortgage licensee of the Department for three (3) years.

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

Order finding that Diversified Lending Group, Inc. and Bruce Friedman committed securities fraud in selling unregistered securities and ordering them to cease such activities and that Michael Gardner has acted as an unregistered broker-dealer and ordering that he cease acting as such.

Order directing James Robert Crawford, d/b/a Safety of Seniors, Inc., to cease from acting as an investment adviser unless and until he is registered as an investment adviser with the Arkansas Securities Department pursuant to the Arkansas Securities Act.

Order finding that Steven Edward Gwin sold unregistered securities issued by First Nevada Marketing, Inc., as an unregistered agent of the issuer by means of securities fraud and ordering that Gwin cease.

Order issused against Satonya Ford to cease and desist from all mortgage loan brokering activities in Arkansas until properly licensed.

A Consent Order affirming the Cease and Desist Order entered January 7, 2009, revoking Stewart's registrations as a broker-dealer agent and investment adviser representative, permanently barring Stewart from seeking such registrations in Arkansas, and imposing a $5,000 fine against Stewart.

Consent Order entered in connection with violations of the Arkansas Uniform Money Services Act pertaining to engaging in the business of currency exchange without being licensed.

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

Order issused against Robert Cornell Nicorici to cease and desist from all mortgage loan brokering activities in Arkansas until properly licensed.

Order granting exemption from Rule 308.01(F) of the Rules of the Arkansas Securities Commissioner.

Order directing R. Kyle Stewart to cease and desist from the offer and sale of unregistered securities and violations of sales practices and notice of hearing on revocation of Stewart's broker-dealer agent and investment adviser representative registrations.

Order granting exemption from Rule 308.01(F) of the Rules of the Arkansas Securities Commissioner.