Administrative Pleadings
Year 2008
|
S-08-033 12/15/2008 |
An amended complaint filed by the Department for Robert Kyle Stewart to cease and desist from any further actions in the state of Arkansas in connection with the offer or sale of securites until properly registered. |
|
S-08-033 11/20/2008 |
A complaint filed by the Department to revoke the broker-dealer agent and investment adviser representative registrations of Robert Kyle Stewart. |
|
C-08-077-08-AC01 10/17/2008 |
A Request for Revocation of License and Hearing |
|
C-08-070 10/2/2008 |
A Request for Order to Show Cause |
|
S-08-049 7/28/2008 |
A request for issuance of a Cease and Desist Order against respondents for the sale of unregistered securities and advertising the sale of its unregistered securities. |
|
S-07-040 7/24/2008 |
A request for issuance of a Cease and Desist Order against respondents for the sale of unregistered oil and gas scheme. |
|
S-08-006 7/21/2008 |
A request for issuance of a Cease and Desist Order against respondents for the sale of unregistered securities. |
|
C-07-015 7/1/2008 |
First Amended Request For Revocation of Licenses and Hearing |
|
S-08-053 6/30/2008 |
A Request for a Cease and Desist Order |
|
S-08-043 5/23/2008 |
Request for Cease and Desist Order against respondents for sale of unregistered securities or investment contracts involving certificates of deposit that offered a promotional incentive to obtain a bonus yield. |
|
C-07-015 4/2/2008 |
LICENSE NO. 28263 (FORMERLY KNOWN AS BENTON MORTGAGE GROUP, LLC) SAMUEL AARON MITCHELL LICENSE NO. 31382 A Request for Revocation of Licenses and Hearing. |
|
S-08-007 3/7/2008 |
A Request for a Cease and Desist Order |
|
C-08-023 2/25/2008 |
A Request for Revocation of License and for Temporary Suspension of License pending the hearing. |
|
C-08-010 2/20/2008 |
A request for Order to Show Cause and Request for Civil Penalty |
|
08-013 2/11/2008 |
A Request for Order to Show Cause |
|
C-07-045 2/7/2008 |
AMERIFUND FINANCIAL,INC., d/b/a ALLFUND MORTGAGE, LICENSE NO. 11449, A Request for Revocation of License and for Temporary Suspension of License pending the hearing. |
|
C-08-012 2/4/2008 |
A Request for Revocation of Licenses and for Temporary Suspension of License pending the hearing. |
< back to year select
