Administrative Pleadings
Year 2009
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S-09-062 9/8/2009 |
PEOPLES HOMES BUILDERS INC., PEOPLE HOME BUILDERS CORP. AND KING JAMES PRIDGEON A request for issuance of a cease and desist order against Peoples Homes Builders Inc., People Home Builders Corp., and King James Pridgeon for the sale and/or offer of unregistered securities. |
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C-09-057 8/10/2009 |
A Request for Revocation of License and for Temporary Suspension of License Pending Hearing. |
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C-09-056 8/6/2009 |
A Request for Revocation or Suspension of License concerning Home Servicing, LLC's failure to file an audited financial statement with the Department. |
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C-09-055 8/6/2009 |
A Request for Revocation or Suspension of License concerning Community Home Financial Services, Inc. failure to file an audited financial statement with the Department. |
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C-09-047 7/15/2009 |
A Request for Revocation or Suspension of License concerning Signature Lending of Arkansas, Inc. failure to file an annual financial statement with the Department. |
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C-09-046 7/14/2009 |
A Request for Revocation or Suspension of License concerning Premier's failure to file an annual financial statement with the Department. |
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C-09-038 7/7/2009 |
A Request for Revocation of License and for Temporary Suspension of License pending the hearing. |
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C-09-033 6/24/2009 |
21st CENTURY LEGAL SERVICES, INC., An amended request for a cease and desist order to stop acting or attempting to act as a mortgage broker or mortage loan officer in the State of Arkansas until properly licensed with the Department. |
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C-09-033 6/23/2009 |
21st CENTURY LEGAL SERVICES, INC., A request for a cease and desist order concerning unliscensed mortgage loan activity. |
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S-08-075 6/9/2009 |
ENSURAPET, INC., F/K/A VSURANCE, INC., A request for a cease and desist order concerning the sale of unregistered securities by Ensurapet, Inc., F/K/A Vsurance, Inc., W. Russell Smith, John Mathis Lile, III, Robert Morgan Pile, and Jay W. Davidson as well as the sale of securities by an unregistered agent, William Russell Smith. |
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S-08-029 6/8/2009 |
A request for a cease and desist order finding that the respondents have acted as unregistered investment advisers and ordering them to cease and desist from such activities. |
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S-08-021 6/4/2009 |
An amended request for a cease and desist order finding that John W. Rustin, Jr. had sold unregistered securities by means of securities fraud and ordering that Rustin cease and desist from such activities. |
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S-08-021 6/1/2009 |
A request for a cease and desist order finding that John W. Rustin, Jr. had sold unregistered securities by means of securities fraud and ordering that Rustin cease and desist from such activities. |
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S-09-004 5/13/2009 |
An amended request for a cease and desist order concerning the sale of unregistered securities by Greenleaf, Gagnepain and Perkins through the use of fraud. |
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C-08-025 3/26/2009 |
A request for an order against William O. Hall to cease and desist from all mortgage loan brokering activities in Arkansas until properly licensed. |
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S-09-004 3/23/2009 |
A request for a cease and desist order concerning the sale of unregistered securities by Greenleaf, Gagnepain and Perkins through the use of fraud. |
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S-08-048 3/16/2009 |
An amended request for a cease and desist order 1) finding that all respondents had sold unregistered securities by means of securities fraud and that respondent Gardner had also acted as an unregistered broker-dealer and 2) ordering the respondents to immediately cease and desist from such activities. |
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S-08-074 3/12/2009 |
A request for a cease and desist order concerning unregistered investment advisory activities of James Robert Crawford d/b/a Safety of Seniors, Inc. |
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C-09-018 2/26/2009 |
A request for an order against Satonya Ford to cease and desist from all mortgage loan brokering activities in Arkansas until properly licensed. |
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S-08-009 2/20/2009 |
A request for a cease and desist order 1) finding that the respondents, while acting as unregistered agents of the issuer, had sold unregistered securities by means of securities fraud and 2) ordering the respondents to immediately cease and desist from such activities. |
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C-08-005 1/6/2009 |
A request for an order directing Robert Cornel Nicorici to cease and desist from unlicensed loan brokering activities in Arkansas. |
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