Administrative Pleadings

Year 2009


C-09-067
12/15/2009

FIRST UNIVERSAL LENDING, LLC

A request for a cease and desist order concerning unliscensed mortgage loan activity.

C-08-082
10/22/2009

GREENLEAF COMPANIES, LLC

A request for a cease and desist order concerning unliscensed mortgage loan activity.

S-09-062
9/8/2009

PEOPLES HOMES BUILDERS INC., PEOPLE HOME BUILDERS CORP. AND KING JAMES PRIDGEON

A request for issuance of a cease and desist order against Peoples Homes Builders Inc., People Home Builders Corp., and King James Pridgeon for the sale and/or offer of unregistered securities.

C-09-057
8/10/2009

TAYLOR, BEAN & WHITACKER MORTGAGE CORP.

A Request for Revocation of License and for Temporary Suspension of License Pending Hearing.

C-09-055
8/6/2009

COMMUNITY HOME FINANCIAL SERVICES, INC.

A Request for Revocation or Suspension of License concerning Community Home Financial Services, Inc. failure to file an audited financial statement with the Department.

C-09-056
8/6/2009

HOME SERVICING, LLC

A Request for Revocation or Suspension of License concerning Home Servicing, LLC's failure to file an audited financial statement with the Department.

C-09-047
7/15/2009

SIGNATURE LENDING OF ARKANSAS, INC.

LICENSE NO. 21419

A Request for Revocation or Suspension of License concerning Signature Lending of Arkansas, Inc. failure to file an annual financial statement with the Department.

C-09-046
7/14/2009

PREMIER MORTGAGE FINANCIAL, LLC

LICENSE NO. 42516

A Request for Revocation or Suspension of License concerning Premier's failure to file an annual financial statement with the Department.

C-09-038
7/7/2009

RESIDENTIAL LOAN CENTERS OF AMERICA, INC.

LICENSE NO. 15843

A Request for Revocation of License and for Temporary Suspension of License pending the hearing.

C-09-033
6/24/2009

21st CENTURY LEGAL SERVICES, INC.,

SANDY AYALA A/K/A SANDI AYALA, AND

MICHAEL HERRIED

An amended request for a cease and desist order to stop acting or attempting to act as a mortgage broker or mortage loan officer in the State of Arkansas until properly licensed with the Department.

C-09-033
6/23/2009

21st CENTURY LEGAL SERVICES, INC.,

SANDY AYALA A/K/A SANDI AYALA, AND

MICHAEL HERRIED

A request for a cease and desist order concerning unliscensed mortgage loan activity.

S-08-075
6/9/2009

ENSURAPET, INC., F/K/A VSURANCE, INC.,

W. RUSSELL SMITH, JOHN MATHIS LILE, III;

ROBERT MORGAN PILE, AND JAY W. DAVIDSON

A request for a cease and desist order concerning the sale of unregistered securities by Ensurapet, Inc., F/K/A Vsurance, Inc., W. Russell Smith, John Mathis Lile, III, Robert Morgan Pile, and Jay W. Davidson as well as the sale of securities by an unregistered agent, William Russell Smith.

S-08-029
6/8/2009

DAWN TAYLOR POWELL AND

POWELL & DREES, INC.

A request for a cease and desist order finding that the respondents have acted as unregistered investment advisers and ordering them to cease and desist from such activities.

S-08-021
6/4/2009

JOHN W. RUSTIN, JR.

An amended request for a cease and desist order finding that John W. Rustin, Jr. had sold unregistered securities by means of securities fraud and ordering that Rustin cease and desist from such activities.

S-08-021
6/1/2009

JOHN W. RUSTIN, JR.

A request for a cease and desist order finding that John W. Rustin, Jr. had sold unregistered securities by means of securities fraud and ordering that Rustin cease and desist from such activities.

S-09-004
5/13/2009

GREENLEAF COMPANIES, LLC,

ERIC C. GAGNEPAIN AND MISTY PERKINS

An amended request for a cease and desist order concerning the sale of unregistered securities by Greenleaf, Gagnepain and Perkins through the use of fraud.

C-08-025
3/26/2009

WILLIAM O. HALL

A request for an order against William O. Hall to cease and desist from all mortgage loan brokering activities in Arkansas until properly licensed.

S-09-004
3/23/2009

GREENLEAF COMPANIES, LLC,

ERIC C. GAGNEPAIN AND MISTY PERKINS

A request for a cease and desist order concerning the sale of unregistered securities by Greenleaf, Gagnepain and Perkins through the use of fraud.

S-08-048
3/16/2009

DIVERSIFIED LENDING GROUP, LLC

An amended request for a cease and desist order 1) finding that all respondents had sold unregistered securities by means of securities fraud and that respondent Gardner had also acted as an unregistered broker-dealer and 2) ordering the respondents to immediately cease and desist from such activities.

S-08-074
3/12/2009

JAMES ROBERT CRAWFORD

D/B/A SAFETY OF SENIORS, INC.

A request for a cease and desist order concerning unregistered investment advisory activities of James Robert Crawford d/b/a Safety of Seniors, Inc.

C-09-018
2/26/2009

SATONYA FORD

LICENSE NO. 21759

A request for an order against Satonya Ford to cease and desist from all mortgage loan brokering activities in Arkansas until properly licensed.

S-08-009
2/20/2009

FIRST NEVADA MARKETING, INC.

A request for a cease and desist order 1) finding that the respondents, while acting as unregistered agents of the issuer, had sold unregistered securities by means of securities fraud and 2) ordering the respondents to immediately cease and desist from such activities.

C-08-005
1/6/2009

ROBERT CORNEL NICORICI

A request for an order directing Robert Cornel Nicorici to cease and desist from unlicensed loan brokering activities in Arkansas.


< back to year select
 

contact us

Telephone: (501) 324-9260
Facsimile: (501) 324-9268
Hotline: (800) 981-4429
info@securities.arkansas.gov
Browse the ASD Contact Directory
search license database