Administrative Pleadings

Year 2018


S-18-0077
8/16/2018

Mackrow Asset Management Group and

John N. Cucinella

Request for cease and desist order concerning unregistered broker-dealer and agent activity, as well as the sale of unregistered securities.

S-18-0038
3/28/2018

AFR Brokerage LLC and

Antron F. Ramey

A request for cease and desist order filed against AFR Brokerage LLC and Antron F. Ramey in connection with alleged unregistered broker-dealer and agent activity, as well as securities fraud.

S-18-0031
3/9/2018

Yousuf Saljooki

A complaint filed by the Staff against Yousuf Saljooki to deny an application for registration as a broker-dealer agent.

S-17-0116
2/23/2018

Osiriso Islam and

Desiacs Sandwiches

A request for cease and desist order filed against Respondents in connection with alleged unregistered activity and securities fraud committed in violation of the Arkansas Securities Act.

S-17-0045
1/8/2018

Arkansas Air Waves, Inc. and

William E. Langston

A request for cease and desist order filed against the Respondents in connection with alleged unregistered activity and securities fraud committed in violation of the Arkansas Securities Act.


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