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Arkansas Securities Department
A. Heath Abshure,
Commissioner
Heritage West Building, Suite 300
201 East Markham Street
Little Rock, Arkansas 72201-1692
Main Telephone: (501) 324-9260 Facsimile:
(501) 324-9268 Hotline: (800) 981-4429 |
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2002 Legal Opinions and No Action Letters
02-008
10/16/02
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Geac Computer Corporation Limited
Securities
Issuance of common stock in connection with a merger.
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02-007
09/06/02
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FIRST STATE BANKING CORPORATION
Securities
Issuance of common stock and trust preferred securities and buy back agreement between security holders.
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02-006
07/05/02
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CHASE MORTGAGE COMPANY
CHASE MORTGAGE COMPANY-WEST
Mortgage Loan Company
Request for opinion as to whether named entities are required to be registered or exempted pursuant to Arkansas Mortgage Loan Company and Loan Broker Act.
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02-005
06/21/02
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!GENERAL COUNSEL
Mortgage Loan Company
Activity by computer loan originator requires mortgage loan registration.
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02-002
02/07/02
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ASHTON INVESTMENTS, LLC
Securities
No Action regarding investment intent.
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02-001
01/14/02
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HABERSHAM FUNDING, LLC
Viatical Settlement Contracts
Sale of Viatical Settlement Contracts pursuant to Rule 504.01(A)(12)(m).
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