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Arkansas Securities Department
A. Heath Abshure,
Commissioner
Heritage West Building, Suite 300
201 East Markham Street
Little Rock, Arkansas 72201-1692
Main Telephone: (501) 324-9260 Facsimile:
(501) 324-9268 Hotline: (800) 981-4429 |
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2004 Legal Opinions and No Action Letters
04-90000326-NA009
12/07/04
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HSV DREAMHOMES, LLC
Arkansas Securities Act
An interpretive opinion stating that member-managed limited liability companies are not generally considered Securities.
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03-90000317-NA016
10/26/04
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ROY, LAMBERT & LOVELACE
Arkansas Securities Act
An interpretive opinion regarding the definition of investing and the sale of securities..
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03-90000316-NA015
09/16/04
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COLLINS/BAY ISLAND SECURITIES, LLC
Arkansas Securities Act
A determination regarding a Broker-Dealer exemption.
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19295-CS
07/12/04
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KIRKPATRICK & LOCKHART, LLP
Fair Mortgage Lending Act |
17560-CS
06/30/04
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NEW CENTURY MORTGAGE CORP.
Fair Mortgage Lending Act
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04-90000322-NA005
06/29/04
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AMERICAN PHARMACY COOPERATIVE, INC.
Arkansas Securities Act
A determination regarding the definition of 'Security'.
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15041CS
04/02/04
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NLR Residential housing Facilities Board multi-family housing revenue bonds
Fair Mortgage Lending Act
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14639CS
01/16/04
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Wal-Mart stores, inc. employee benefit program
Mortgage Loan Company and Loan Broker Act
and Fair Mortgage Lending Act
Applicability of Mortgage Loan Company and Loan Broker Act and Fair Mortgage Lending Act to Employee Benefit Program activity.
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14369CS-Supp
08/04/04
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Wal-Mart stores, inc. employee benefit program
Applicability of Mortgage Loan Company and Loan Broker Act and Fair Mortgage Lending Act to Employee Benefit Program activity.
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