SEC and NASAA Announce IARD System Fee Waiver

11/7/2008

The Securities and Exchange Commission (SEC) and the North American Securities Administrators Association (NASAA) announce they will waive the initial set-up and annual system fees paid by investment adviser firms to maintain the Investment Adviser Registration Depository (IARD) system.  NASAA also announce that for the next year it will also waive those system fees paid by investment adviser representatives (IARS).

 

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