J.D. Nicholas & Associates, Inc. f/k/a A&F Financial Services, Inc. and Gregory Thomas Dean

2/28/2013

Arkansas Securities Commissioner, A. Heath Abshure, issues a press release regarding his approval of a consent order fining the Arkansas-registered New York broker-dealer firm of J.D. Nicholas & Assoicates, Inc. f/k/a A&F Financial Securities, Inc., and its agent, Gregory Thomas Dean.

 

contact us

Telephone: (501) 324-9260
Facsimile: (501) 324-9268
Hotline: (800) 981-4429
info@securities.arkansas.gov
Browse the ASD Contact Directory
search license database