Consent Orders Entered in Unrelated Cases

10/10/2013

Arkansas Securities Commissioner, A. Heath Abshure, issues a press release regarding his approval today of two unrelated Consent Orders entered for violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner.

In the Matter of William Wayne LaRue, Order No. S-12-0067-13-OR03

In the Matter of Summit Brokerage Services, Inc., Order No. S-11-0253-13-OR03 

 

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