Arkansas Securities Department

Michael Johnson, Commissioner

Heritage West Building, Suite 300

201 East Markham Street

Little Rock, Arkansas 72201-1692

 

Main Telephone: (501) 324-9260   Hotline: (800) 981-4429

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Other Links:
North American Securities Administrator Association, Inc.
FINRA
U.S. Securities and Exchange Commission (SEC)
National Credit Union Administration (NCUA)
ARKANSAS STATE WEBSITE
Securities Section

Securities Registration/Exemption

Felicia West
Supervisor
Email: felicia.west@securities.arkansas.gov
Phone: (501) 324-8697

Charon Johnson
Administrative Assistant
Email: charon.johnson@securities.arkansas.gov
Phone: (501) 324-8679

Shannon Sanders
Document Examiner
Email: shannon@securities.arkansas.gov
Phone: (501) 324-8691

Broker-Dealer/Investment Adviser

Linda Streit
Supervisor
Email: linda.streit@securities.arkansas.gov
Phone: (501) 324-8672

Lisa Downs
Examiner
Email: lisa.downs@securities.arkansas.gov
Phone: (501) 324-8675

Joy Tribbett
Legal Secratary
Email: joy.tribbett@securities.arkansas.gov
Phone: (501) 324-8695